Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of North Pier Fiduciary Management, LLC.
Information We CollectIn connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including:
We may only disclose information that we collect in accordance with this policy. North Pier Fiduciary Management, LLC does not sell customer lists and will not sell your name to telemarketers.
Categories of Parties to Whom We DiscloseWe will not disclose information regarding you or your account with us, except under the following circumstances:
Information may be used among companies that perform support services for us, such as data processors, technical systems consultants and programmers, or companies that help us market products and services to you for a number of purposes, such as:
Under Regulation S-AM, a registered investment adviser is prohibited from using eligibility information that it receives from an affiliate to make a marketing solicitation unless:
North Pier Fiduciary Management, LLC does not receive information regarding marketing eligibility from affiliates to make solicitations.
Regulation S-IDRegulation S-ID requires our firm to have an Identity Theft Protection Program (ITPP) that controls reasonably foreseeable risks to customers or to the safety and soundness of our firm from identity theft. We have developed an ITPP to adequately identify and detect potential red-flags to prevent and mitigate identity theft.
Our Security PolicyWe restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.
Closed or Inactive AccountsIf you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.
Complaint NotificationPlease direct complaints to: Brant Griffin at North Pier Fiduciary Management, LLC, 4333 Admiralty Way, Unit G1-West, Marina del Rey, CA 90292; 800-403-7065.
Changes to This Privacy PolicyIf we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please contact us at: North Pier Fiduciary Management, LLC, 4333 Admiralty Way, Unit G1-West, Marina del Rey, CA 90292; 800-403-7065.